Role at Appleton
As Appleton’s Chief Compliance Officer, Michael works in partnership with Senior Management to manage, administer and maintain the firm’s compliance program. Michael also provides legal support to Senior Management pertaining to various firm matters.
Professional Experience
Prior to assuming his role with Appleton, Michael was a Compliance Officer at State Street Global Advisors. He also served as a Legal Support Solutions Attorney with Electric Insurance Company. Michael holds the Investment Advisor Certified Compliance Professional (IACCP®) designation.
Education
J.D., Boston University
B.A., Bowdoin College
Personal Notes
Michael lives in Hamilton with his wife and daughter. In his spare time he enjoys playing golf, cooking and traveling.
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